Client Bruce Brumberg of myStockOptions named Coach of the Year

It's been 16 years since myStockOptions.com went live for MBBP client and co-founder, Bruce Brumberg. Ever since, he has made complex legal and tax concepts understandable for people who don't necessarily enjoy deciphering securities laws or the Internal Revenue Code. But, Bruce's successes go beyond the office. This year, Bruce was honored in the Boston Globe's 2016 Boys' Tennis All-Scholastics as Division …

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An Overview of Rule 10b5-1 Trading Plans

By: Joe Marrow Officers, directors and other insiders (“Company Insiders”) of publicly-traded companies use Rule 10b5-1 Trading Plans (a “10b5-1 Plan”) to buy and sell company stock at predetermined times so that such trading activity may occur regardless of whether the Company Insider is privy to material nonpublic information at the time of the trade.  …

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SEC Cracks Down on Smaller Public Companies

By: Mark Tarallo On November 5, 2014, the United States Securities and Exchange Commission (SEC) announced enforcement actions against 10 publicly traded companies for failing to properly disclose financing transactions and other sales of unregistered stock. Companies are required to file a Form 8-K to inform investors when shares of common stock are sold in …

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MBBP’s Daniele Ouellette Levy to Host Office Hours at TechSandBox 09/17/2014

On September 17, MBBP Attorney Daniele Ouellette Levy will host Office Hours at TechSandBox on Stock and Corporate Structure. Office Hours provides access to experts in topics such as intellectual property, business formation, benefits, taxes, marketing, sales, funding, IT and technology commercialization. Daniele will be available for one-on-one, 45 minute sessions from 9:00AM- 3:00PM. This event will be …

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Boston Business Journal Revisits Local Biotech IPO’s: “Where are They Now?

On March 7, the Boston Business Journal (BBJ) published an article titled "A year of biotech IPOs: Where is their stock price now?" which highlights fourteen local biotech companies that went public last year, ranking them by their stock increase seen since the close of their first day on the market until the March 6 close. A year …

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