Still a Smaller Reporting Company?

By: Daniele Ouellette Levy Did you know that once a year smaller reporting companies (“SRCs”) are required to determine whether they continue to qualify as an SRC?  For most companies the determination date is June 30 – the last business day of the company’s second fiscal quarter.  To continue to qualify as an SRC, a …

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Action Item for Smaller Reporting Companies – Update Your D&O Questionnaire

By: Daniele Ouellette Levy It is proxy season for public companies with December 31 fiscal year ends. While the proxy disclosure requirements did not significantly change in 2013, there are important updates companies should make to their D&O questionnaires. Smaller Reporting Companies (“SRCs”) should consider making the following updates: Compensation Consultants Conflicts of Interest: All …

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